Securities and Exchange Board of India
Superior shares: Experts flag 'predatory' powers to some at cost of minority investors
Sun, May 05, 2019
The regulator had sought comments from all stakeholders till April 20 and is now in the process of collating the varied suggestions it has received. The current regulatory framework allows DVRs with lower voting rights, subject to certain conditions, but the DVRs with higher or superior voting rights are not permitted.
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Basic service Demat account holder? You will have to pay these annual maintenance charges from June 1
Fri, Apr 12, 2019
Basic Services Demat Account Annual Maintenance Charges (AMC): In what may boost participation of retail investors in the debt market, the SEBI is set to revise the annual maintenance charges levied on debt securities held through basic services Demat accounts from June 1.
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BSE asks stock brokers to submit compliance report on AI tools by April 15
Wed, Apr 10, 2019
In January, markets regulator Securities and Exchange Board of India (Sebi) had directed stock brokers using applications based on AI and ML to inform whether their system adhered to regulator's cyber security framework or not, among others
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How to make the most of Mutual Funds: Follow these DOs before investing
Tue, Mar 19, 2019
"Mutual Funds Sahi Hai". How many times have you heard this line? Be it television, YouTube videos, social media platforms or even newspapers, probably there is not a single day when you don't come across some information about the Mutual Fund (MF).
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NSEL scam: SEBI declares commodity arms of Motilal Oswal, IIFL 'not fit and proper'
Sat, Feb 23, 2019
The Securities and Exchange Board of India (SEBI) has declared the commodity broking arms of Motilal Oswal and India Infoline (IIFL) as 'not fit and proper', as part of action in the NSEL case.
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Wipro, L&T Infotech, Accenture, Capgemini, Hewlett Packard, EIT, Tharavu Technologies shortlisted to beef up Sebi's surveillance activities
Sun, Nov 11, 2018
The Sebi has shortlisted seven firms, including Wipro and L&T Infotech, to build a private data storage cloud, automate its inspection of brokers and enhance analytics capabilities, as the regulator is eyeing a technological leap in surveillance and investigation functions.
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Borrowing, lending of shares while in possession of UPSI to attract insider trading norms: Sebi
Fri, Oct 19, 2018
Borrowing or lending of securities by an insider while in possession of price sensitive information about such stocks will attract the provisions of insider trading regulation, according to the markets regulator Sebi.
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Sebi asks MFs to furnish details about exposure to DHFL, Indiabulls Housing Finance
Fri, Sep 28, 2018
Markets regulator Sebi has sought details from mutual funds about their exposure to housing finance companies DHFL and Indiabulls Housing Finance, amid concerns over liquidity in the system, according to sources.
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Market crisis in India: Scare caused by 2 NBFC; Centre, watchdogs on standby
Wed, Sep 26, 2018
On Wednesday, a senior government advisor said that the government and regulators would make every effort to prevent the risk of "contagion" in credit markets resulting from a scare caused by two non-banking financial companies (NBFC).
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SEBI to take steps to make algo trading cheaper
Wed, Mar 28, 2018
Algo trading: SEBI's steps will include providing tick by tick data feed to all trading members free of charge and making services for co-location, or servers that are placed at the site of exchanges, more accessible, the SEBI said in a release after a board meeting. In India, algorithmic trading, like elsewhere around the world, is becoming a bigger part of daily trading, prompting regulators to question whether investors with no access to the rapid form of trading are at a disadvantage
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New RBI committee to look into divergences, frauds, bank audits
Wed, Feb 21, 2018
Almost a fortnight after the Rs 11,300 crore fraud broke out at the Punjab National Bank (PNB) involving diamond billionaire Nirav Modi and his associates, Reserve Bank of India (RBI) has come out with preventive measures to guard against such practices while also strengthening the SWIFT operatin
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PwC to fight SEBI audit ban to limit franchise impact
Fri, Jan 12, 2018
Price Waterhouse will contest a two-year auditing ban by Securities and Exchange Board of India (SEBI) over a fraud nearly a decade ago at a company it audited, but even if it succeeds in preventing the move Indian business experts expect damage to the auditor`s business.
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