Tue, May 30, 2023
SEBI has imposed a fine of Rs 1 lakh on Finfluencer Gunjan Verma and ordered her to refund service fees charged to clients as part of its crackdown on unregistered investment advisors. A self-styled investment advisor, Verma has been offering unregistered investment advice since 2018.
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Thu, Oct 27, 2022
Sebi has directed the noticees to refund the money within three months received from the clients as fees in respect of their investment advisory services.
Tue, Sep 27, 2022
Investment Advisors can now approach to BSE Administration and Supervision Ltd. (BASL) for registration and post registration activities. The information has been shared by the Securities and Exchange Board of India (SEBI) on its intermediary portal.
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