Sebi settles with individual case of alleged unfair trade practices
Sebi had received a complaint from Finsec Law Advisors alleging that Pawan N Agarwal and two others had violated certain provisions of PFUTP (Prohibition of Fraudulent and Unfair Trade Practices) regulations with respect to trades of its client Aequitas.
Aequitas is a Mumbai-based boutique investment firm. The individual paid Rs 45,99,600 as the settlement amount. Photo: PTI