Sat, Dec 02, 2023
Kross Ltd -- a specialist in manufacturing forging components for top OEMs -- has filed preliminary papers with capital markets regulator Sebi to raise Rs 500 crore through an Initial Public Offering (IPO).
Wed, Nov 29, 2023
The regulator conducted an inspection of the advisory activities of Yogesh and Rajesh for the period April 2018 to September 2019 after receiving certain complaints.
Tue, Nov 28, 2023
In a consultation paper, Sebi suggested a definition of 'special situation assets', eligibility of investors in SSFs in terms of Insolvency law, restrictions concerning investment in connected entities, minimum holding period, subsequent transfer of loans, monitoring and supervision of such SSFs.
Fri, May 19, 2023
SEBI has issued a consultation paper regarding transparency in the charges of Mutual Funds, what is the opinion of Feroze Azeez, Deputy CEO of Anand Rathi Wealth Management on this? Watch this exclusive conversation with Anil Singhvi.
India’s capital market regulator SEBI is proposing uniform expense ratios across mutual funds to ensure greater transparency for investors. How will SEBI's proposal affect AMCs? Know the complete details from Varun Dubey.
AMC stocks under pressure: The Securities and Exchange Board of India on Thursday proposed a uniform total expense ratio (TER) across mutual fund schemes in a bid to bring in transparency in the costs charged to unitholders.
Thu, May 18, 2023
Noting the underlying principle that TER should be inclusive of all costs charged to an investor, Sebi proposed that brokerage and transaction expenses may be included within the TER limit.
Capital markets regulator Sebi on Thursday proposed to tweak the current definition of unpublished price sensitive information (UPSI) to bring regulatory certainty and uniformity in compliance for the listed companies in respect of the identification of certain events as UPSI.
There is a big update regarding the guaranteed scheme for investors. If someone has invested money in the guaranteed return scheme of the broker and later the money gets stuck, then the exchange will not give compensation. Even if a deal is not done on the platform of the exchange itself. The Securities Appellate Tribunal (SAT), while giving a decision in a case, said that giving guaranteed returns is against SEBI, exchange rules. The client is not relieved of the exchange on the Guaranteed Return Scheme.
Sebi sent a notice to fugitive businessman Mehul Choksi asking him to pay Rs 5.35 crore in a case pertaining to fraudulent trading in the shares of Gitanjali Gems Ltd and warned of arrest and attachment of assets as well as bank accounts if he fails to make the payment within 15 days.
Wed, May 17, 2023
The Supreme Court on Wednesday granted markets regulator SEBI time till August 14 to submit its report on the investigation into the Adani Group-Hindenberg report issue. The apex court on Monday adjourned the hearing on the SEBI plea seeking a six-month extension to conclude the investigation in the Hindenburg Research's report.
Tue, May 16, 2023
Investing in mutual funds in the name of children has now become even easier. The Securities and Exchange Board of India modified its previous circular, which prescribed a uniform process for investments made in the name of a minor through a guardian. Now parents or legal guardians can invest in mutual fund schemes in the name of their minor children from June 15, 2023. Today on Money Guru, know what are the benefits of investing in the name of children? Which scheme is good for long-term investment?
The regulator also noted that Sarraf and Jain being the directors and shareholders of the firm were also the beneficiaries of the unregistered investment advisory services offered in the name of the firm, thereby violating the provisions of Investment Advisers (IA) rules.
Fri, May 12, 2023
In case of failure of any clients to withdraw or transfer their securities or funds within this period, the broker will transfer the funds and securities of such clients to another broker within a period of the next 15 days thereon under the advice of the said clients.
Thu, May 11, 2023
In a separate public notice, Sebi mentioned 14 entities against who complaints have been for more than three months on SCORES as on April 2023.
Tue, May 09, 2023
In seven separate orders, the regulator slapped a fine of Rs 5 lakh each on Pawan Kumar Sarawagi HUF, Subh Laxmi Trading Co, STIC Tradecomm, Starlight Devcon, Devesh Commosale, Devinder Kumar and Kishorechandra Gulabbhai Desai.
Fri, May 05, 2023
Will the performance of fund determine its fees? Actually, SEBI has prepared to review the cost structure of Mutual funds. The market regulator is of the view that it is not justified to charge hefty fees from investors even if the fund's returns are negative. Therefore, SEBI is considering how to implement the rule of fund management charge only on the basis of performance against the benchmark of the fund. Today on Money Guru, know what could be the meaning of this proposal of SEBI?
The move is also aimed at ensuring that the funds raised through transition bonds are not being misallocated, the Securities and Exchange Board of India (Sebi) said in a circular.
The framework will be for the IT systems of MIIs.
Sat, Apr 29, 2023
In an application moved before the court, Sebi submitted that for ascertaining possible violations related to misrepresentation of financials, circumvention of regulations and/or fraudulent nature of transactions, it would take six more months to complete the exercise.
Fri, Apr 28, 2023
Sebi conducted an investigation into the trading activities of certain entities engaged in the segment on BSE from April 2014 to September 2015.
By providing such a facility of taking exposure to 'paired contracts', the broker exposed its clients to the risk involved in trading in a trading product that did not have regulatory approval, Sebi said in the order.
Thu, Apr 27, 2023
Of the 26 properties, 13 relate to Infinity Realcon, 10 belong to the Bishal Group of companies (Bishal Abasan India Ltd, Bishal Distillers Ld, Bishal Agri-Bio Industries Ltd, Bishal Horticulture and Animal Projects Ltd), and three of Sumangal Industries.
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